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DUTIES INFORMATION

Gill & Co 1999 Ltd., and anyone who gives financial advice on their behalf, have duties under the Financial Markets Conduct Act 2013 relating to the way that they give advice.

Gill & Co 1999 Ltd. are required to:

  • give priority to your interests by taking all reasonable steps to make sure their advice
    isn’t materially influenced by their own interests

  • exercise care, diligence, and skill in providing you with advice
  •  meet standards of competence, knowledge and skill set by the Code of Professional
    Conduct for Financial Advice Services (these are designed to make sure that Gill & Co
    1999 Ltd. have the expertise needed to provide you with advice)
  • meet standards of ethical behaviour, conduct and client care set by the Code of
    Professional Conduct for Financial Advice Services (these are designed to make sure
    Gill & Co 1999 Ltd. treat you as they should, and give you suitable advice).

This is only a summary of the duties that Gill & Co 1999 Ltd. have. More information is available by contacting them, or by visiting the Financial Markets Authority website at https://www.fma.govt.nz.

RELIABILITY HISTORY

I, Tony Gill - Director of Gill & Co 1999 Ltd., declare that I have never been declared bankrupt, nor placed in liquidation, and that I have never breached the Financial Markets Conduct Act 2013 and that I am solvent and financially secure.

PRIVACY

I, Tony Gill - Director of Gill & Co 1999 Ltd., will be gathering private information and handling it in accordance with the relevant law (Privacy Act 2020) and what the general obligations and rights are.

DECLARATION

I, Tony Gill, declare that, to the best of my knowledge and belief, the information contained in this disclosure statement complies with the FSLAA and FMC Act. Signed